Monday, 10 November 2014

Opinion: Law Breakers becoming Law Makers: Role of the Apex Court in producing Accountable Public Representatives


 An ‘Utopian’ India: FREE & FAIR Elections

If the people who are elected are capable and men of character and integrity, then they would be able to make the best even of a defective Constitution. If they are lacking in these, the Constitution cannot help the country. After all, a Constitution like a machine is a lifeless thing. It acquires life because of the men who control it and operate it, and India needs today nothing more than a set of honest men who will have the interest of the country before them…”[1]
Strange though it may seem, the words of Dr. Rajendra Prasad still holds true. Representative government reflects the path on which our constitution framers wanted us to tread. People, who were considered the ultimate sovereign were supposed to choose the candidates through a system of voting that would ensure that only the most worthy candidate would be elevated to the pedestal of a law maker. In fact, the Apex Court has in very clear terms held that our country being a Sovereign Democratic Republic is unquestionably a part of the basic structure of the Constitution.[2]
In order to ensure free and fair elections, the Parliament enacted the Representation of the People Act, 1951 which inter alia provides qualifications and disqualifications for membership of Parliament and State Legislatures. The rationale for such legislations is to create a systematic framework conducive to free and fair election.[3] The title of the paper might seem amusing to many, but please be informed that the Supreme Court bested me in terms of reaching the above conclusion.
In K Prabhakaran v. P. Jayarajan,[4] the court stated that those who break the law should not make the law. The court went on further to state that persons with criminal background do pollute the process of election as they do not have many a holds barred (emphasis). To quote Dr. Prasad again, he opined that a law giver needs to be a man of character.[5]

Amusing Trends

Despite the best intention of the Constitution framers, the link between criminals and politics remained ever existent. There was interesting change in the 70’s when instead of politicians having suspected links to crime syndicates, as the case was earlier, it was persons with extensive criminal backgrounds who began entering politics.[6] The problem had become so endemic that criminals were seeking direct path to power by becoming minister, legislators etc. According to the Association for Democratic Reforms, 18% of the candidates contesting either National or state elections have criminal cases against them. In half of the above cases, the charges were of serious nature that includes murder, attempt to murder, rape etc.[7] In the previous Lok Sabha (i.e. 2009 - 2014), 30% of the sitting MPs have criminal cases pending against them.[8] The situation is similar across states with 31% of the sitting MLAs with pending cases.
From the startling figures, it is clear that criminals forms a integral part of today’s polity. For reasons of their muscle power, cash stock, and a obeying cadre, a criminal may stand a better stand to procure a ticket, even win an election, vis-à-vis a candidate coming from a clean background.


Existing Legal Framework & Policy Paralysis

From a legal vantage point, the entry of criminals into public life is restricted by prescribing certain disqualifications which results in not allowing a person to contest an election or holding public office. Articles 102 and 191 of the Constitution of India lay down the situation in which a person will be disqualified from being chosen as or for being a member of the Parliament, or a state legislature/council respectively. The grounds includes scenarios like the person holding an office of profit, if he is of unsound mind, insolvent and if he is disqualified under any law made by the Parliament. In furtherance of the above, the Parliament passed the Representation of the People Act, 1951 (‘ROPA’) which prescribes further qualifications for qualification and disqualification.
Section 8 of the ROPA specifies offences as a result of which a person is disqualified from being elected as a member or continuing as a member of the Legislative Assembly. Offences include certain electoral offences, offences under the Foreign Exchange Regulation Act, 1973, the Narcotics Drugs Act etc. Section 8(3) further specifies such disqualification will operate from the date of conviction and continues for a further period of 6 years from date of release.
Failure to furnish information as per the affidavits in the Conduct of Election Rules, 1961 attracts penalty under Section 125A of the ROPA. However, the sentence under S. 125A is only imprisonment for 6 months and offence is not listed under Section 8 as a disqualification. Hence, it seems evident that the current framework has failed to produce the desired results.
The issue of electoral reforms and accountability of the candidates has been a subject of many a committee and commissions. The 170th Law Commission report recommended the addition of Section 8B in the ROPA which included certain offences in which a framing of charge was sufficient to disqualify a person from further elections.[9] The National Commission to Review the Working of the Constitution maintained that once charges related to certain crimes have been framed by a court against a person, he should not be permitted to contest elections unless cleared and a permanent bar in cases of conviction on certain heinous offences. Further, they have also added that political parties who are seen to abetting criminalisation should face de-recognition and other actions.[10] Recently, the Justice Verma Committee report on the Amendments to Criminal Law (2013) had suggested an amendment in the ROPA which entailed a disqualification in case a competent court takes cognisance of certain offences.[11]
It is evident from the series of such reports that a need was felt to change the law, yet the legislature has remain paralysed in order to bring about a change. In fact, as the former Prime Minister of India Mr. Atal Bihari Vajpayee stated that coalitions are run on a common minimum programme - the collation for criminalisation in politics spreads pan both the houses of the parliament and aims to protect such unscrupulous elements. One cannot find an ideological difference in any of the parties regarding the above. How else will you explain the ordinance which was brought forth by the UPA-II in order to nullify the judgment of Lily Thomas which treated convicted member of parliament/state legislature in the same breath as any other prospective candidate? The only organ of the State which has been responsive to such changes is the Judiciary, albeit in its own controlled mandate. There have been instances where the Apex Court has gone over board (CEC v. Jan Chaukidar[12], discussed later) but by and large, such intervention has produced fruitful results.

The Bogey of Electoral Reforms Decisions

The judiciary has in its own limited way has tried to respond to the issues of the day and has delivered landmark judgments in order to reform the electoral process. The author relies on the 244th Law Commission Report to identify three areas in which the decisions have made substantial impact.

1.      Increasing transparency in the electoral process
A couple of cases in the early part of the 21st century (Association for Democratic Reforms[13] & People’s Union for Civil Liberties[14]) have helped in increasing transparency into the electoral process. In the former case, the Court held that it is the fundamental right of the electors to know the antecedents of the candidates who are contesting for public offices. Such right was considered to be a silent facet of the freedom of speech and expression guaranteed under Article 19(1)(a) of the Constitution of India. Information includes details inter alia details of past convictions/acquittal, quantum of punishment and whether the candidate is accused in any pending case. In the latter judgment, the Court struck down an amendment to the ROPA which sought to limit the operation of the earlier order in the ADR case. The Court concluded that the amendment violated the fundamental rights of the voter and hindered free and fair elections which form a part of the basic structure.

2.      Accountability of the Elected Representatives
At the same time, the Court has also ensured that representatives of the people holding public office should be held accountable. The Apex Court in Lily Thomas[15]declared Section 8(4) of the ROPA as unconstitutional which treated elected representatives separately from prospective candidates. Earlier, an elected representative could file an appeal within three months of the judgment and extend the disqualification which is entailed under Section 8 till the time the appeal was decided. The Court concluded that such differential treatment has not been envisaged under the Constitution keeping in mind Article 102 and 191. A second judgment delivered in the same year[16] declared a provision of Conduct of Election Rules, 1961 unconstitutional which required mandatory disclosure of a person’s identity in case he intends to register a no-vote. The secrecy of identity of the voter stays at the heart of free democratic society so as to ensure that the elector votes without any fear of retribution. Pursuant to the decision, the electors are entitled to express their displeasure at the conduct of the candidate’s thereby increasing accountability of public representatives to perform meaningful task.

3.      Weed out corruption in public life by ensuring effective prosecution mechanisms
The final limb relates to a catena of cases where the Court has directed institutional reforms in order to weed out corruption in public life. In Vineet Narain v. Union of India,[17] the Court used the its power to lay down process for independent functioning of the CBI, a selection process for the appointment of the Director of Enforcement Directorate, granting statutory recognition to the CVC etc. It also tackled the delays that were ensuing due to the sanction required by the government to sanction the higher echelons of the civil servants by fixing a time limit of 3 months for grant of such sanctions. Further, it has introduced a concept of deemed sanction for prosecution should the extended time limit of four (4) months be not respected.[18] In order to tackle the extensive delays which are evident across the prosecutions against public representatives, especially those in power,[19] the Supreme Court in an interim order in the case of Public Interest Foundation v. Union of India[20] directed that the trial for charges under Section 8 of the ROPA shall be conducted in no case later than one year from the date of the framing of charges. Failure to adhere to the time limit will require the court to submit the report to the Chief Justice of the concerned High Court with special reasons as to why the trail could not be so completed.

The Road Ahead

Mr. C Rajagopalachari had anticipated the present state of affairs nearly 25 years before independent when he wrote: “Elections and their corruption, injustice and tyranny of wealth, and inefficiency of administration, will make a hell of life as soon as freedom is given to us…”.[21]
It is pleasantly surprising to observe the role of the judiciary in curbing criminalisation of politics whereas the branch of the state suited to such a role lays low. In the absence of any progress on electoral laws, the contribution of the judiciary is a sine-qua non for the effective conduct of free and fair elections. But there have been situations where the court has gone overboard, for instance in CEC v. Jan Chaukidar[22] the Court mistakenly considers a voter as an elector and thereby prohibited persons present in custody from contesting in elections which goes directly against the literal interpretation of the Act. Instances like such further prove that it is incumbent on the Legislature to take note of the changes and respond appropriately. The greatest irony of the latter situation is that this will lead to a scenario where the public is expecting nearly 30% of the elected representative in the Parliament[23] to act against their own interests which seems highly unlikely.





[1] CAD, Dr. Rajendra Prasad, 26 Nob 1949, before putting the motion for passing the constitution on the floor.
[2] Indira Gandhi v. Raj Narain and others, 1975 Supp SCC 1, para 664.
[3] LCI 240th report.
[4] (2005) 1 SCC 754, para 54.
[5] Vol. XI, CAD (26 November 1949).
[6]  Milan Vaishnav, ‘The Market for Criminality: Money, Muscles and Elections in India’ (2010)
<http://casi.sas.upenn.edu/system/files/Market+for+Criminality+-+Aug+2011.pdf> accessed 14 January 2014.
[7] Association for Democratic Reforms, ‘Press Release - Ten Years of Election Watch: Comprehensive Reports on
Elections, Crime and Money’ (2013) 1, <http://adrindia.org/sites/default/files/Press%20Note%20-
%20Ten%20Years%20of%20Elections,%20Crime%20and%20Money_0.pdf> accessed 14 January, 2014
[8] 3 Association for Democratic Reforms, ‘National Level Analysis of Lok Sabha 2009 Elections’ (2009)
<http://adrindia.org/sites/default/files/0.9%20final%20report%20_%20lok%20sabha%202009.pdf> accessed 13
January, 2014.
[9] 170th LCI Report, para 5.3
[10] NCRWC, Summary p. 507, http://lawmin.nic.in/ncrwc/finalreport/v2b1-9.htm#_ftn13
[11] Justice Verma Committee, p. 343.
[12] The Chief Election Commissioner v. Jan Chaukidar (Peoples watch) and others, 2013 (8) SCALE 487.
[13] Union of India v. Association for Democratic Reforms, (2002) 5 SCC 294.
[14] People’s Union for Civil Liberties v. Union of India, (2003) 2 SCC 549.
[15] Lily Thomas v. Union of India, (2013) 7 SCC 653.
[16] People’s Union for Civil Liberties v. Union of India, (2013) 10 SCC 1.
[17] (1998) 1 SCC 226.
[18] Subramaniam Swamy v. Manmohan Singh, (2012) 3 SCC 65.
[19] See J. Jayalalitha’s Disproportionate Assets case which was recently decided by a Special Court in Bangalore after 18 years. It was filed before a special court in Chennai in 1996.
[20] W.P. (C) 536 of 2011, Order dated 10 March 2014.
[21] Per C Rajagopalachari in Kishor Gandhi, India's Date with Destiny: Ranbir Singh Chowdhary Felicitation
Volume, 1st Ed. (Allied Publishers, 2006) 133.
[22] The Chief Election Commissioner v. Jan Chaukidar (Peoples watch) and others, 2013 (8) SCALE 487.
[23] 30% of the sitting MPs have criminal cases pending against them, ADR Survey 2013. 

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