Sunday, 28 December 2014

Ownership of Employer over Employee's Patents: An Analysis of Darius Rutton Kavasmaneck v. Gharda Chemicals Limited, Keki Hormusji Gharda& Ors.

Two weeks ago, Bombay High Court in the case of Darius Rutton Kavasmaneck v. Gharda Chemicals Limited, Keki Hormusji Gharda & Ors. decided on the issue of ownership of employer over inventions of employee. The Court held that the test is whether there is any such clause in the employment contract regarding transfer of ownership over invention devised by the employee or whether the invention was devised in the course of employment. The Court also discussed the use of employer’s funds in devising the invention. However, it did not clarify what role of such "use of funds" would be in the transfer of ownership.

 Following are the submissions made by the plaintiff (shareholder of Company) and the defendant (Managing Director of Company). Plaintiff, here, is challenging the patents registered in the name of defendants that they should have been registered in the name of the Company.

 Plaintiff’s Arguments:

§   Defendant used the R&D facility, support and R&D team of the Company and therefore the, any patent, obtained and/or applied for should be in the name of the Company.
§   Arguendo, in view of the fiduciary duty, being the managing director, the patents should be registered in the name of Company only.
§   Company incurred expenses regarding the impugned Patents.
§   Section 88 of Indian Trust Act requires the Defendant to hold for the benefit of the company the advantage (interest in the patents) that he has himself gained.
§   In the whole time employment of the Company, Defendant is obligated and devoted his whole time exclusively for the benefit of the Company alone.
§   Also, the fiduciary duty of the Defendant enjoins Defendant to exclusively work for the Company and not to compete with or divert the business or assets of the Company.

Defendant’s Arguments:

§  Defendant firstly challenged the locus of plaintiff. The post is not concerned about these arguments. The arguments are discussed here and here.
§  Patents are individual creation of the defendant, hence should be registered in his name only.
§  Though Defendant owes a fiduciary duty, but this does not follow that patent devised by him in his individual capacity should belong to the Company or that he should hold them in trust for the Company.
§  The expenditure on the impugned patents by the Company has not been for making or for granting these patented process for products but only to fine tune how economically the Defendant can use the patents.
§  There is no provision in law which provides that the employee generated patent should belong to the employer.
§  Defendant is appointed as the Managing Director of the Company, he is only entrusted with powers of management and he is not required to do any research and development or make inventions.
§  If it is held that the patent was wrongfully obtained by Defendant rather than in the name of Company, then any person including the competitors of the Company may apply for revocation/cancellation of the patent under Section 64(1)(b) of the Patents Act and this can never be in the interest of company.

 Determination by the Court:

§  The Court firstly decided the maintainability of derivative action in favour of Defendant. 
§  Fiduciary duty violation: The test is whether Defendant, as Managing Director, had a duty to invent. On perusal of Managing Director Contract, there is not even an iota of indication either expressly or by implication that Defendant was also required to devise inventions.
§  Defendant did not create the inventions in the course of his employment. Also, he did not have a duty to create the inventions. For these reasons, Section 88 of Indian Trust Act is not applicable.
§  With respect to R&D funds of Company, the Court accepted the submissions of the Defendant.

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